DIY Legal Forms

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Stock Brokerage Agency Agreement

This agreement is made on _______ (date), between _____________, as principal, of _____________ (address) and _________, as agent, of ____________ (address).

PART I.

AUTHORITY OF AGENT

The principal gives permission to the agent to act as agent and attorney to buy, sell and trade stocks, bonds and any other securities or commodities, on the principals behalf.

PART II.

AGREEMENT AS CONTINUING

This agreement shall remain in effect from the date of origination until revoked by principal. This agreement may be terminated by written notice addressed to agent and delivered by mail or in person to the agents office at __________ (address). The termination will not have any affect on any liability resulting from transactions initiated prior to termination.

PART III.

COMPENSATION OF AGENT

The agent will receive compensation for the services performed and it will be based upon the following: __________ (specify compensation rate).

Date: _____________.

_________________________

Signature

_________________________

Signature

*** If Required By State Law ***

This Section for Notary:

ACKNOWLEDGMENT

State of _________

County of ________ [COUNTY]

On [DATE] before me, [NAME OF NOTARY], notary, personally appeared [NAME OF PERSON(S) INVOLVED], personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.

Witness my hand and official seal.

Signature ________
Notary

My commission expires: _____

(Seal)