DIY Legal Forms

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Stock Brokerage Agency Agreement

This agreement is made on _______ (date), between _____________, as principal, of _____________ (address) and _________, as agent, of ____________ (address).

PART I.

AUTHORITY OF AGENT

The principal gives permission to the agent to act as agent and attorney to buy, sell and trade stocks, bonds and any other securities or commodities, on the principals behalf.

PART II.

AGREEMENT AS CONTINUING

This agreement shall remain in effect from the date of origination until revoked by principal. This agreement may be terminated by written notice addressed to agent and delivered by mail or in person to the agents office at __________ (address). The termination will not have any affect on any liability resulting from transactions initiated prior to termination.

PART III.

COMPENSATION OF AGENT

The agent will receive compensation for the services performed and it will be based upon the following: __________ (specify compensation rate).

Amendment. This Agreement may be modified or amended, if the amendment is made in writing and is signed by both parties.

Further Assurances. In connection with this Agreement and the transactions contemplated hereby, each party to this Agreement will execute and deliver any additional documents and perform any additional acts that may be necessary or appropriate to effectuate and perform its obligations under this Agreement and the transactions contemplated hereby.

Entire Agreement. This Agreement contains the entire agreement of the parties and there are no other promises or conditions in any other agreement whether oral or written. This Agreement supersedes any prior written or oral agreements between the parties.

Applicable Law. This Agreement shall be governed by the laws of the State of _____.

IN WITNESS WHEREOF, the parties have executed this agreement the day and year as first above written at _________ (City), ________ (State).

Date: _____________.

_________________________

Signature

_________________________

Signature

*** If Required By State Law ***

This Section for Notary:

ACKNOWLEDGMENT

State of _________

County of ________ [COUNTY]

On [DATE] before me, [NAME OF NOTARY], notary, personally appeared [NAME OF PERSON(S) INVOLVED], personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.

Witness my hand and official seal.

Signature ________
Notary

My commission expires: _____

(Seal)